BROKER-DEALER

In today’s regulatory environment, it’s more important than ever to have a banker who understands your business. That’s why there’s nothing better than a banker who has actually worked in the broker-dealer and future commission merchant (FCM) industry themselves. Every member of our Broker-Dealer/FCM group is a former industry professional, with decades of collective experience. Now we’ve come together at Texas Capital Bank to build the kind of services and products we would want from a bank.

By Your Side

Thanks to our experience with both sides of the transaction, we have an intimate understanding of the constantly changing needs of your business and have designed all our products with the goal of making your job easier. Our solutions include:

  • Broker-Dealer Lending: Our suite of secured lending solutions provide liquidity when you need it most by allowing you to seamlessly leverage customer, PAB and firm securities to obtain financing that meets your immediate needs.

  • 15c3-3 Lockup and FCM Segregated Funds: Our seg funds solutions provide increased awareness about how your customer lockup is being handled, helping you meet regulatory requirements while protecting your customers’ assets.

  • FDIC Sweep Program: We tailor our sweep deposit program to your specifications, helping you maximize yield while offering FDIC insurance on swept funds up to the protection levels you specify.

  • Complete Treasury Services: We also offer a wide range of treasury services to manage cash flow while giving you an accurate, up-to-the-minute look at your financial picture.

What Sets Us Apart

While other banks were pulling back from serving the broker-dealer and FCM markets, Texas Capital Bank invested in them by bringing our financial strength and unique brand of service to these underserved markets. We’ve brought together one of the most experienced teams in the industry and empowered them to make quick decisions without all the red tape of other banks, giving you answers when you need them most. 

contact an expert

Bart McCain

Senior Vice President | Dallas, TX 214.932.6672 214.932.6672

Lo Andrews

Senior Vice President | Dallas, TX 214.932.6884 214.932.6884

Brook Silvestri

Senior Vice President 224.587.3438 224.587.3438

Philip Toscano

Senior Vice President 631.871.4419 631.871.4419

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